11-02568 | 08/28/2012 | Claimant(s): Herman Shine, Marianne Shine Claimant Lawyers(s): Tanya Sacks Respondent(s): Wells Fargo Investments, Patrick Briggs, Ray Seewer, Stephen Seewer Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): James N. D'Orso, Edwin C. Shiver, Herbert L. Brown Hearing Site: San Francisco, CA
| | Expungement |
10-04833 | 02/28/2012 | Claimant(s): Carol Mitchell-Gears, Keith Mitchell-Gears Claimant Lawyers(s): Irwin Stein, Tanya Sacks Respondent(s): August Stock, Jerome Rydell, John McClellan, Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Joe S. Tarrer, Ralph H. Martin, Robert S. Baran Hearing Site: Phoenix, AZ
| | Expungement |
09-05539 | 11/18/2011 | Claimant(s): Cindy Bridges-Ross Claimant Lawyers(s): Tanya Sacks Respondent(s): Alison Konop, David Tuebner, Citigroup Global Markets., Iwona Legge Respondent Lawyers(s): Adam Kauff Arbitrator(s): Nicholas J. Caputo, James N. D'Orso, Sterling N. Frost Hearing Site: San Francisco, CA
| | $0 |
09-02990 | 05/17/2011 | Claimant(s): Sharon Metsch, Stephen Metsch Claimant Lawyers(s): Tanya Sacks Respondent(s): Clifford Gamble, Linda Sechser, Scott Hultsman Respondent Lawyers(s): Benjamin W. White, Linda Sechser, Scott Hultsman Arbitrator(s): Arthur T. Berggren, Debra Brothers Self, Ara Kassabian Hearing Site: Los Angeles, CA
| | $127,106 |
10-02336 | 05/06/2011 | Claimant(s): Roland Lee Claimant Lawyers(s): Tanya Sacks Respondent(s): Patrick Burke, Capwest Securities. Respondent Lawyers(s): H Thomas Fehn, Patrick Joseph Burke Arbitrator(s): John J. Flynn, James D. Murray, Jonathan H. Krotinger Hearing Site: San Francisco, CA
| | $600 |
09-00846 | 10/29/2010 | Claimant(s): Ratree Luesiri, William Morehead Claimant Lawyers(s): Tanya Sacks Respondent(s): Wachovia Securities, Donald Elster, John Caram, Marco Lloyd Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Selenne Calhamer, Michael S. Wilk, Mary Esther Escobedo Hearing Site: Houston, TX
| | $0 |
09-00203 | 09/14/2010 | Claimant(s): Maureen Graf, Robert Bulchis Claimant Lawyers(s): Tanya Sacks Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Cara L. Finan Arbitrator(s): Ralph A. Cotton, James N. D'Orso, Mark Aaron Jones Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
08-02851 | 04/15/2010 | Claimant(s): John Doerner Claimant Lawyers(s): Tanya Sacks Respondent(s): Clifford Gamble, Gibbs Brown, Joseph Vassallo, Leland Prussia, Linda Sechser, Richard Boone, Scott Hultsman, Timothy Menezes, EPlanning Securities. Respondent Lawyers(s): Clifford N. Gamble, Gibbs W. Brown, Joseph J. Ehrlich, Linda M. Sechser, Richard E. Boone, Scott Hultsman Arbitrator(s): William W. Haskell, Dennis W. Yan, Sean B. Meehan Hearing Site: San Francisco, CA
| | Expungement |
08-04701 | 09/23/2009 | Claimant(s): Paul Edwards Claimant Lawyers(s): Tanya Sacks Respondent(s): Charles Schwab & Co.., Randall Merk, Rupesh Shah Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Ralph A. Cotton, Terry M Lloyd, Bradley C. Mitchell Hearing Site: San Francisco, CA
| | $25,000 |