| 08-03794 | 05/04/2009 | Claimant(s): Lila Kliegman, Trustee
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Norman L. Weiss
Hearing Site: Boca Raton, FL
|  | $213 |
| 08-02838 | 04/08/2009 | Claimant(s): RPM 006 Sigma Press Inc 401K Profit Shar
Claimant Lawyers(s): Donald T. Sapit
Respondent(s): Johnthomas Cumbow, Joseph Agee, Joseph Ranucci, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Joyce F. Glucksman
Hearing Site: Atlanta, GA
| | $213 |
| 07-01803 | 12/02/2008 | Claimant(s): Tranquilino Ventura, Hartford Fire Insurance Co.., Hartford Fire obo P. Dutton, Conservator
Claimant Lawyers(s): Richard E. Smith, Robert R. Hembree
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven P. Gregory, Joy L. Aldridge, Ronald Griffith Wilkins
Hearing Site: Birmingham, AL
| | Expungement |
| 07-01845 | 12/02/2008 | Claimant(s): Tranquilino Ventura
Claimant Lawyers(s): Frank M. Wilson
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Edward Jones, Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale, Jason R. Doss
Arbitrator(s):
Hearing Site: Birmingham, AL
| | $4,120 |
| 06-05156 | 04/02/2008 | Claimant(s): Carlos Robledo
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Jack Stein, Richard S. Herman, Marshall Scott Milinski
Hearing Site: Boca Raton, FL
| | $8,536 |
