| 08-00863 | 12/17/2008 | Claimant(s): Jerome Albert Trust uad 10/23/1986
Claimant Lawyers(s): John J. Muldoon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter Ordower, Mary A. Duffy, Howard David Goodfriend
Hearing Site: Chicago, IL
|  | $12,250 |
| 08-00567 | 11/17/2008 | Claimant(s): Neil Jon Tschetter & Peggy Jane Tschette
Claimant Lawyers(s): Neil Jon Tschetter
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): James B. Eichberg
Hearing Site: Cheyenne, WY
| | $0 |
| 07-03417 | 10/30/2008 | Claimant(s): Brant Kantor, Joel Kantor, Sue & Joe Kantor
Claimant Lawyers(s): Michael Bedell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
| | $0 |
| 08-00487 | 10/23/2008 | Claimant(s): Mark Christofaro
Claimant Lawyers(s): Pamela E. Berman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Dennis C. Cronin, Michael P. Anciello, Arnold M. Marrow
Hearing Site: Providence, RI
| | $0 |
| 07-02475 | 09/29/2008 | Claimant(s): William Capogrosso
Claimant Lawyers(s): Mario H. Capogroso
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carroll E. Neesemann, Michael P. Golden, Kip C. Lubcke
Hearing Site: New York, NY
| | $0 |
| 08-00068 | 08/14/2008 | Claimant(s): Shirley Paessler
Claimant Lawyers(s): Shirley Kathleen Paessler
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Herbert Murez
Hearing Site: Las Vegas, NV
| | $0 |
| 07-02940 | 07/25/2008 | Claimant(s): Don Chaifetz
Claimant Lawyers(s): Don Chaifetz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Edward G. Toptani
Hearing Site: New York, NY
| | $213 |
| 07-00262 | 06/17/2008 | Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $0 |
| 07-02583 | 05/20/2008 | Claimant(s): Christopher and Yvonne Spain
Claimant Lawyers(s): Yvonne Spain
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Ligi
Hearing Site: Dallas, TX
| | $75 |
| 07-03095 | 04/30/2008 | Claimant(s): Bruno Cimaglia
Claimant Lawyers(s): Bruno Cimaglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Hilda H. Boas
Hearing Site: New York, NY
| | $0 |
