Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03452 | 08/13/2019 | Claimant(s): Rao Palanki Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Dustin Martin, Madison Avenue Securities. Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Isidoro Berkman, Mark Lee Haggard, Lorena Reynolds Hearing Site: Portland, OR |  | Expungement |
| 18-01492 | 08/06/2019 | Claimant(s): James Welser Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Kalos Capital. Respondent Lawyers(s): Kevin O'Hagen Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL | | Expungement |
| 18-03193 | 04/25/2019 | Claimant(s): Junfeng Song Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Independent Financial Group., Ameritas Investment Corp. Respondent Lawyers(s): Andrea Snowden, Edward Zusman Arbitrator(s): Steven Irving Platt Hearing Site: Baltimore, MD | | Expungement |
| 17-01610 | 11/30/2018 | Claimant(s): Page Rowe Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Independent Financial Group Respondent Lawyers(s): Edward Zusman Arbitrator(s): Allen Kilik Hearing Site: Boca Raton, FL | | Expungement |
| 18-02028 | 11/15/2018 | Claimant(s): Leonard Dibbs Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Four Points Capital Partners LLC Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE | | Expungement |
| 17-03507 | 11/13/2018 | Claimant(s): Margarita Briggs, Michael Briggs Claimant Lawyers(s): Kristian Kraszewski Respondent(s): BOK Financial Securities. Respondent Lawyers(s): Jared Burden Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | | $22,072 |
| 17-01190 | 09/27/2018 | Claimant(s): Stephen Esposito, Spo Holdings Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Louis H. Miron, Theresa R. Joyner, Sidney Seligman Hearing Site: Newark, NJ | | Expungement |
| 15-00354 | 09/01/2016 | Claimant(s): Benjamin G. Thompson Family Trust dated Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): John G. Manley, Patricia Best Vital, J. Wesley Romine Hearing Site: Birmingham, AL | | Expungement |