| 11-01032 | 03/23/2012 | Claimant(s): Angel Delucca-Marrero
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., Ramon Almonte, UBS Financial Services Inc. of PR
Respondent Lawyers(s): Enrique G. Figueroa-Llinas, Guillermo J. Bobonis
Arbitrator(s): Roy B. Gonas, Todd M. Saunders, Jeffrey R. Roth
Hearing Site: San Juan, PR
|  | Expungement |
| 09-06216 | 02/25/2011 | Claimant(s): Whitney Corderi
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Thomas McCarvill, Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch, Thomas McCarvill
Arbitrator(s): Lewis J. Levey, Roy B. Gonas, Stephen Trigg Kuhn
Hearing Site: Miami, FL
| | $0 |
| 10-01639 | 01/10/2011 | Claimant(s): Willard Friedman, SEP IRA, William Freidman IRA
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Brewer Financial Services
Respondent Lawyers(s): Adam Erickson
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
| | $85,225 |
| 07-00624 | 08/19/2009 | Claimant(s): Barbara Freudmann, Fern Greene, Gunnar Pedersen, Joan Ezersky, Judith Pedersen, Maxine Jaffe, Randi Greenfield, Randy Greenfield, Ruth Grimes, Sheila Kramer, Shirley Wishnew, Stefan Greene, Judith Pedersen on behalf of Alexa, Noah, Michael Casper Custodial, CUS for Rose Shimerg, Steven Casper Custodial, Carol Hoffer IRA, John Casper, Marian Green, Martin Green, et al
Claimant Lawyers(s): Darren C. Blum, James D. Sallah, Joshua A. Katz, Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Geraldine A. Genco
Hearing Site: Boca Raton, FL
| | $1,470,470 |
