12-03116 | 11/06/2013 | Claimant(s): Denise Hill Claimant Lawyers(s): Gail E Boliver Respondent(s): James Roberts, Ameritas Investment Corp. Respondent Lawyers(s): David M. Williams, James Roberts Arbitrator(s): Thomas F. Mahoney Hearing Site: Des Moines, IA
| | $37,200 |
11-00237 | 09/04/2012 | Claimant(s): Metropolitan Bank Group., NC Bancorp. Claimant Lawyers(s): Benjamin D. Reichard Respondent(s): Jack Whitaker, Suntrust Robinson Humphrey. Respondent Lawyers(s): David L. Balser Arbitrator(s): Thomas F. Mahoney, Susanne J. Hollander, G. Marshall Abbey Hearing Site: Chicago, IL
| | Expungement |
10-01040 | 04/25/2011 | Claimant(s): Demetrios Kamaris, Toni Kamaris Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Donald Whiteman, Charles F. Custer, Thomas F. Mahoney Hearing Site: Chicago, IL
| | $153,000 |
10-01367 | 11/02/2010 | Claimant(s): John Campanelli, Venus Campanelli Claimant Lawyers(s): Laurence M. Landsman Respondent(s): Ameriprise Financial Services., Joseph Della Monica Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL
| | $5,213 |
09-00785 | 02/10/2010 | Claimant(s): LaVerne VanDeWettering Claimant Lawyers(s): Sean M. Sweeney Respondent(s): Stifel, Nicolaus & Co.., Ronald Wruck Respondent Lawyers(s): Joseph C. Rosa Arbitrator(s): Thomas F. Mahoney, Robert F. O'Keef, Dennis M. Selby Hearing Site: Milwaukee, WI
| | $0 |
07-01847 | 02/02/2009 | Claimant(s): Lynn Mershon Claimant Lawyers(s): David H. Correll Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Thomas F. Mahoney, Christopher Daniel Gryzen, Leo G. Stern Hearing Site: Des Moines, IA
| | $300 |
07-02570 | 05/12/2008 | Claimant(s): Lewis Nigg Claimant Lawyers(s): Bruce N. Munson Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Kiran V. Somashekara Arbitrator(s): Thomas F. Mahoney Hearing Site: Indianapolis, IN
| | $214 |