Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
10-03937 | 11/18/2011 | Claimant(s): Annette M. Burton Claimant Lawyers(s): Andrew R. Park Respondent(s): Richard Landi, Advent Securities., Community Bankers Securities, Waterford Investor Services. Respondent Lawyers(s): Frank J. Wainscott, Richard Landi, Steven S. Biss Arbitrator(s): Henry G. Plaster Hearing Site: Richmond, VA | $35,000 | |
09-02513 | 12/21/2009 | Claimant(s): Sherry Elschlager, Terry Elschlager Claimant Lawyers(s): Stephen P. Meyer Respondent(s): Wachovia Securities Respondent Lawyers(s): Todd Ratner Arbitrator(s): Henry G. Plaster Hearing Site: Charleston, WV | $50,000 | |
06-02362 | 09/05/2007 | Claimant(s): Ruth Barden-Whitlow Claimant Lawyers(s): Gregory S. Larsen Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Gordon F. Linke, Henry G. Plaster, Marvin P. Pastel Hearing Site: Norfolk, VA | $42,000 |