11-00087 | 10/30/2012 | Claimant(s): Marvin Adler, Theda Adler, The Theda Adler Trust U/A/D 1/15/97 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): UBS Financial Services Inc., Morgan Stanley Respondent Lawyers(s): Gregg P. Garneau, Randi Perry Spallina Arbitrator(s): Kalman J. Lester, William Kent Brown, Alvin Abraham Simon Hearing Site: Boca Raton, FL
| | Expungement |
09-02201 | 08/13/2010 | Claimant(s): Scott A. Kurstin/CUS Gary Kurstin, Bette Kurstin Declaration of Trust, Gary A. Kurstin Trust, Ryan G. Kurstin Revocable Trust Claimant Lawyers(s): Michael P. Amad Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): James W. Geiger, Kalman J. Lester, Thomas W. Miller Hearing Site: Boca Raton, FL
| | $75,000 |
06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy Claimant Lawyers(s): Ronald P. Weil Respondent(s): Wachovia Securities, Robert DeForest Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman Hearing Site: Boca Raton, FL
| | $382,600 |