Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01945 | 04/25/2012 | Claimant(s): Thurman Ross Claimant Lawyers(s): Jeffrey B Kaplan Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Richard L. Martens Arbitrator(s): Simone Sicola, Kenneth J. Bennett, Susan Jefferbaum Beck Hearing Site: Jacksonville, FL |  | Stipulated Award and Expungement |
| 10-04348 | 07/11/2011 | Claimant(s): Joseph Bowman, Timothy Bowman Claimant Lawyers(s): Alan S. Wachs Respondent(s): Deutsche Banc Alex, Brown Inc. Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Mitchel Weiss Hearing Site: Jacksonville, FL | | $300 |
| 10-01695 | 06/27/2011 | Claimant(s): Clifford Newton, Dorothy Newton Claimant Lawyers(s): Charles A. Morehead Respondent(s): Thomas Shaw, Suntrust Bank Respondent Lawyers(s): Frederick S Schrils Arbitrator(s): Cindy L. Anderson, William H. McCullough, Angelo J. Infantino Hearing Site: Jacksonville, FL | | Expungement |
| 10-04000 | 06/10/2011 | Claimant(s): Irvin Robbins Rev Trust U/A/D 9/16/91 Claimant Lawyers(s): Robert H. Rex Respondent(s): Investors Capital Corp. Respondent Lawyers(s): James A McGovern Arbitrator(s): Cindy L. Anderson Hearing Site: Jacksonville, FL | | $31,053 |
| 10-02327 | 01/20/2011 | Claimant(s): Richard Cain Claimant Lawyers(s): Richard Y. Cain Respondent(s): Wachovia Securities, Paul Ross Respondent Lawyers(s): Judy Louie Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL | | $0 |
| 09-07117 | 08/04/2010 | Claimant(s): John Horne Claimant Lawyers(s): Michael J. Rudicell Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Anne H. Orr Hearing Site: Jacksonville, FL | | $425 |
| 09-05201 | 04/19/2010 | Claimant(s): Saul Crafton Claimant Lawyers(s): Saul Crafton Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Catherine Luth Arbitrator(s): Robert H. Putnam Hearing Site: Jacksonville, FL | | $257 |