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FINRA Awards for Carol Jean Bader

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0174106/14/2022Claimant(s): Gary Amato
Claimant Lawyers(s): Kirk G Smith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
19-0044010/12/2021Claimant(s): Sheila Schwartz
Claimant Lawyers(s): David P. Meyer
Respondent(s): Thomas McDonald, McDonald Partners.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): James Dale Ellis, Carol Jean Bader, Kevin Brodar
Hearing Site: Cleveland, OH
Checkmark Icon$360,000
16-0209912/31/2017Claimant(s): Alfred Hammer, Anthony Longano, Barbara Pasalis, Donald Satava, Francesco Melfi, James Satava, Joan Satava, John DeMichele, Karen Hammer, Karen Harnar, Karen Marano, Lauren Longano, Lea Russell for Julie Russell, Lori Prebul, Mildred Marano, Stephen Satava
Claimant Lawyers(s): David P. Meyer
Respondent(s): Christopher Barone, Richard Barone, America Northcoast Securities.
Respondent Lawyers(s): Michael Davis Hoenig
Arbitrator(s): Michael J. Meeusen, Carol Jean Bader, Kevin Brodar
Hearing Site: Cleveland, OH
Checkmark IconExpungement
11-0288607/09/2012Claimant(s): George Foster
Claimant Lawyers(s): George Foster
Respondent(s): Shawn Baldwin, CMG Institutional Trading LLC
Respondent Lawyers(s): Shawn Derrick Baldwin, Shawn Baldwin
Arbitrator(s): Beth Rackley Hesselson, Mary K. Flask, Carol Jean Bader
Hearing Site: Cleveland, OH
Checkmark Icon$100,500

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