| 21-00465 | 06/21/2021 | Claimant(s): Rupesh Parajuli
Claimant Lawyers(s): Rupesh Parajuli
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Diane Ciccone
Hearing Site: Hartford, CT
|  | $600 |
| 20-04226 | 04/26/2021 | Claimant(s): Thomas Jerome-Surendran
Claimant Lawyers(s): Thomas Jerome-Surendran
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Salt Lake City, UT
| | $0 |
| 19-02229 | 04/02/2020 | Claimant(s): Susan Mesaros
Claimant Lawyers(s): Susan B. Mesaros
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $0 |
| 18-02543 | 04/05/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Joseph Talafous
Respondent Lawyers(s): Joseph A Talafous
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
| 10-01188 | 02/14/2011 | Claimant(s): Valerie Charlton Char & Devron H. Char
Claimant Lawyers(s): Devron H. Char
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | $425 |
| 10-02329 | 12/17/2010 | Claimant(s): Cynthia Keogh, Michael Palmisano, Cynthia Palmisano IRA, Michael Palmisano IRA, Michael and Cynthia Palmsiano, Hilma Rossdahl Trust, Martha Rossdahl Trust
Claimant Lawyers(s): Michael Palmisano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
| | $338 |
| 10-00404 | 08/05/2010 | Claimant(s): Aberth
Claimant Lawyers(s): Marvin S. Goldstein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
| | $0 |
| 09-00088 | 07/15/2010 | Claimant(s): Jeanette Andreas, Joel Andreas
Claimant Lawyers(s): James A. Sigler
Respondent(s): Charles Schwab & Co.., William Read
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Larry Edmonson, Larry Haugaard, Robert Rosen
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-06013 | 05/27/2010 | Claimant(s): John Gaughan
Claimant Lawyers(s): John Gaughan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Mark R. Lee
Hearing Site: Kansas City, MO
| | $0 |
| 09-00992 | 04/20/2010 | Claimant(s): Jean R. Christopherson - Wall IRA
Claimant Lawyers(s): David Gaba
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): G. E. Craig Doupe, Brian T. Applegate, William R. Hickman
Hearing Site: Seattle, WA
| | $95,150 |
