FINRA Awards for Vincent P. Pozzuto

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03460	02/01/2022	Claimant(s): David Epstein, Ethan Epstein Claimant Lawyers(s): Victor Bayata Respondent(s): Signature Securities Respondent Lawyers(s): Vincent P. Pozzuto Arbitrator(s): Roy B. Gonas, Carl Henry Perdue, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL		Stipulated Award
14-03604	08/25/2015	Claimant(s): Mitchell Krevat, Randy Krevat Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): Signature Securities Group Corporation Respondent Lawyers(s): Vincent P. Pozzuto Arbitrator(s): Jeffrey G. Sommers, Peter A. Seibel, Salvatore J. Bate Hearing Site: New York, NY		$0
04-05843	01/08/2008	Claimant(s): Helen Wolff, The Helen Wolff Revocable Trust Claimant Lawyers(s): Rosalind Robertson Respondent(s): Ernest Caponegro, Herbert Kurinsky, Patrick Flanagan, Robert Rabinowitz, William Kurinsky, First Montauk Securities Corp. Respondent Lawyers(s): Matthew Tracy, Vincent P. Pozzuto Arbitrator(s): Robert A. Vaccaro, Michael S. Lazan, Howard A. Baker Hearing Site: New York, NY		Stipulated Award and Expungement