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FINRA Awards for Kevin Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0172109/22/2022Claimant(s): John Ewine
Claimant Lawyers(s): David W. Porteous
Respondent(s): John Orlando, Richard Rappaport, Newport Coast Securities., Westpark Capital.
Respondent Lawyers(s): Kevin Lee, Nancy L. Hendrickson, Todd A. Zuckerbrod
Arbitrator(s): Martin D. Munic, Thomas J. Gmeinder, Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
16-0269609/10/2018Claimant(s): Jane Steinman, Jane E Steinman IRA, Ruth Steinman Granddaughter IRR Trust, Ruth Steinman Granddaughter's Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
Checkmark Icon$103,986
15-0120511/09/2015Claimant(s): Paul and Beatrice Hessong
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Donald Wojnowski, Emil Botvinnik, Kevin Lee, Michael Egan, Richard Onesto, Robert Hodgins, Ronald Hing, Newport Coast Securities.
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
Checkmark Icon$300

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