Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04112 | 06/08/2022 | Claimant(s): The Steven Sherb Irrevocable Trust Claimant Lawyers(s): Ted Poretz Respondent(s): Hightower Advisors Respondent Lawyers(s): Patrick M. Smith Arbitrator(s): Lise Gabrielle Hunter, Hammed Adeniyi, Phil-Elleana Maria Ficklin Hearing Site: New York, NY |  | $0 |
| 13-00458 | 04/04/2014 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Ted Poretz Respondent(s): Kamil Blaszczak, Full Spectrum Funding LLC Respondent Lawyers(s): John A. Dalley Arbitrator(s): Vicki Z. Holleman, Robert S. Getman, Barbara Antonello Mentz Hearing Site: New York, NY | | $0 |
| 09-05596 | 01/17/2013 | Claimant(s): Lloyd Gillespie Claimant Lawyers(s): Richard B. Fosher Respondent(s): Oppenheimer & Co.., Joshua Barg, Aegis Capital Corp. Respondent Lawyers(s): Andrew R. Harvin, Michael H. Ference, Ted Poretz Arbitrator(s): Donald K. Eckhardt, James M. Alexander, Malcolm Edwin Whittaker Hearing Site: Houston, TX | | $1,074,600 |