| 12-01316 | 09/06/2013 | Claimant(s): Lilliane Ferrer
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard A. Becker, Barth Satuloff, Jonathan H. Parker
Hearing Site: San Juan, PR
|  | $0 |
| 12-00225 | 04/01/2013 | Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul Vilaro Nelms
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): Roy B. Gonas, Bernard A. Becker, Daniel P. Lund
Hearing Site: San Juan, PR
| | $0 |
| 11-00460 | 02/11/2013 | Claimant(s): Antonio Mendez
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Christian Rickenbach, Vanessa Perez, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitez
Arbitrator(s): Monroe Mitchel, Elena G. Rodriguez, Jonathan H. Parker
Hearing Site: San Juan, PR
| | Expungement |
| 10-05599 | 11/20/2012 | Claimant(s): Victor Graulau Colon, Victor Graulau Muenchow
Claimant Lawyers(s): Scott L Silver
Respondent(s): Popular Securities.
Respondent Lawyers(s): Roberto Quinones-Rivera
Arbitrator(s): Steven R. Reininger, Reinaldo Royo, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 11-02032 | 08/10/2012 | Claimant(s): Blanca Burgos-Fernandez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mark C. Perry, Reinaldo Royo, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $36,977 |
| 10-02350 | 06/08/2012 | Claimant(s): Ida Rodriguez, Jose Colon
Claimant Lawyers(s): Marie Elsie Lopez Adames
Respondent(s): Alberto Castaner, Jorge Rodriguez, Kyrsis Marrero, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitz
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | $0 |
| 10-03760 | 03/09/2012 | Claimant(s): Miguel Gaud
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Heidi L. Rodriguez Benitez
Arbitrator(s): Michael Lau, S. William Gersten, Daniel P. Lund
Hearing Site: San Juan, PR
| | $120,300 |
| 10-05324 | 02/03/2012 | Claimant(s): Ana Rosa Garcia, Luis Rosario Serrano
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maritere Colon-Dominguez
Arbitrator(s): Mark C. Perry, Elena G. Rodriguez, Daniel P. Lund
Hearing Site: San Juan, PR
| | Expungement |
| 09-05922 | 12/06/2010 | Claimant(s): Alicia Cofresi-Vila
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Miguel Suau, Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
| | $0 |
