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FINRA Awards for Stephen D. Arkwright

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0153304/23/2019Claimant(s): Eric Baho
Claimant Lawyers(s): Eric Baho
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa H. Shea
Arbitrator(s): Stephen D. Arkwright, Gerald W. Hepp, Timothy Guerriero
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0114306/28/2012Claimant(s): Bernard Gross, Myra Gross
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Kevin McCulloch, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Stephen D. Arkwright, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark IconExpungement
09-0665311/01/2010Claimant(s): Georgiann Henritzy, Georgiann G. Henritzy Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Roland
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Stephen D. Arkwright, Barbara A. Johannessen, Jonathan Edward Maire
Hearing Site: Detroit, MI
Checkmark Icon$0

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