Potomac Analytics' Logo

FINRA Awards for Stephen D. Arkwright

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0233103/29/2018Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
11-0248811/15/2012Claimant(s): John Boukamp
Claimant Lawyers(s): Marc E. Thomas
Respondent(s): Ted Wasson
Respondent Lawyers(s): Ted D. Wasson
Arbitrator(s): Stephen D. Arkwright, Thomas Anthony Van Tiem, Richard Joseph Rankin
Hearing Site: Detroit, MI
Expungement
08-0029112/05/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dewey Steffen
Respondent Lawyers(s): Gregory J. Boulahanis
Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski
Hearing Site: Detroit, MI

3 Results

Display: