FINRA Awards for T.R. Bynum

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02604	03/25/2019	Claimant(s): Kathy Engberg Claimant Lawyers(s): Kathy Engberg Respondent(s): Wells Fargo Advisors, Richard Dunagan Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Frank M. Romano, Thomas A. Martin, Eric R. Benton Hearing Site: Houston, TX		$0
17-00841	10/08/2018	Claimant(s): Austin Wambold, James Wambold, Susan Wambold Claimant Lawyers(s): Lars K Soreide Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash Hearing Site: Omaha, NE		Expungement
17-01897	08/06/2018	Claimant(s): Dawn Gray Claimant Lawyers(s): Dawn Gray Respondent(s): Jason Exley, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Gerald W. Hepp Hearing Site: Minneapolis, MN		Expungement
16-02423	07/10/2018	Claimant(s): Victor Novelli Claimant Lawyers(s): Raymond J Falzone Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Gordon M. Wase, George Aleman, Timothy Nolan Donahue Hearing Site: Philadelphia, PA		Expungement
17-02745	05/09/2018	Claimant(s): James Vreeland, Robert K. Lewis Irrevocable Trust Claimant Lawyers(s): James P. Vreeland, Pandora Vreeland Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Langfred W. White Hearing Site: Nashville, TN		Dismissed by Rule 12206
17-01341	03/08/2018	Claimant(s): Mahnaz Daniali Claimant Lawyers(s): Mahnaz Daniali Respondent(s): Daniel Halsne, Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Peter H. Daly Hearing Site: Seattle, WA		$117
16-02988	04/20/2017	Claimant(s): The Estate Of T Florida Seneca Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Peter L. Michaelson Hearing Site: Newark, NJ		Dismissed by Rule 12206