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FINRA Awards for Norman Cousins Sasamori

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0162106/04/2015Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama
Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0121704/08/2014Claimant(s): David W. Ramey
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Norman Cousins Sasamori, James S. Carlson, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0664704/18/2011Claimant(s): Edward Gilbert, Laurie Knapp, Robin Thomas, Rosemary Gilbert, The Edward S. Gilbert Jr. IRA, The Laurie Knapp IRA, The Rosemary M. Gilbert IRA, Gilbert Revocable Trust dtd 12/20/2000, The Robin Gayle Wood Revocable Trust
Claimant Lawyers(s): Laurie Knapp, Robin Thomas, Rosemary Gilbert
Respondent(s): Charles DeLao, Douglas Schriner, Stephen Hrynik, Harrison Douglas.
Respondent Lawyers(s): Charles E. DeLao, Douglas W. Schriner, Stephen J. Hrynik
Arbitrator(s): Grace L. Heyne, Benjamin F. Breslauer, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
Checkmark Icon$200,600

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