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FINRA Awards for Martin M. Van Luven

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0274605/15/2013Claimant(s): Martin Shulman
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): William W. Bride, Bonnie A. Pearce, Martin M. Van Luven
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0283002/08/2013Claimant(s): Oyster Reef International
Claimant Lawyers(s): Alejandro N. Tagliero
Respondent(s): Merrill Lynch Pierce Fenner & Smith
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Martin M. Van Luven
Hearing Site: Boca Raton, FL
Checkmark Icon$0
10-0072410/19/2012Claimant(s): Lee Linden
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Martin M. Van Luven, Sylvia D. Stiller, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
06-0431612/12/2007Claimant(s): Yan Zhao, Amicorp Development, Ltd., Essence City, Ltd, Precise Power Holdings
Claimant Lawyers(s): General Counsel, Yan Hong Zhao
Respondent(s): Capital Growth Financial
Respondent Lawyers(s): Jason Gordon
Arbitrator(s): Marc Scott Shapiro, Ted Romanos, Martin M. Van Luven
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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