| 07-00878 | 06/11/2008 | Claimant(s): Kimberlee Johnson, William Capron
Claimant Lawyers(s): Kimberlee Johnson, William Capron
Respondent(s): James Carter, John McCloskey, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Francis R. Ortiz, Kenneth J. Safran, Mark R Werder
Hearing Site: Detroit, MI
|  | $0 |
| 07-03238 | 06/03/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Eric Johns
Respondent Lawyers(s): Eric Johns
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | $0 |
| 07-02138 | 03/26/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Glenn Dzidowski
Respondent Lawyers(s): Glenn Dzidowski
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $0 |
| 07-01998 | 02/08/2008 | Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I. Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s):
Hearing Site: Detroit, MI
| | $0 |
| 07-01808 | 02/08/2008 | Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Raymond Wade Henney, James L. Karpen, Dale Frederick Feigley
Hearing Site: Detroit, MI
| | $0 |
| 06-05160 | 01/16/2008 | Claimant(s): Robert Milano, Robert Milano Irrevocable Life Ins. trst
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Gregory Kopan, Butler Capital Advisors., Multi-Financial Securities Corporation, Pacific Life Insurance Company
Respondent Lawyers(s): Eric J. Weiss, Melvin G. Moseley
Arbitrator(s): Verne C. Hampton, John P. Gouttiere, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $0 |
| 06-03595 | 12/17/2007 | Claimant(s): Harold Heussner, Marjorie Heussner
Claimant Lawyers(s): Robert A. McCall
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Joseph S. Moynihan, Sandra J. Budnick, Peter J. Henning
Hearing Site: Detroit, MI
| | $0 |
| 06-04860 | 12/11/2007 | Claimant(s): Roma Senyk
Claimant Lawyers(s): Dominic Silvestri
Respondent(s): Mary Mada, Robert Uhr, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): David Hirschberg, Robert A. Uhr
Arbitrator(s): Suzanne H Slick, Margaret A. Costello, Edward A. Porter
Hearing Site: Detroit, MI
| | $41,473 |
| 07-00802 | 10/29/2007 | Claimant(s): Michelle Faranso, Nicholas Faranso
Claimant Lawyers(s): Richard R. Scarfone
Respondent(s): Anmar Sarafa, Steward Capital Management
Respondent Lawyers(s): Dennis Egan
Arbitrator(s): Jerome D. Sobczak, Roland L. Olzark, Stephen T. Falzone
Hearing Site: Detroit, MI
| | $0 |
| 07-01805 | 10/25/2007 | Claimant(s): H.D. Vest Investment Securities.
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Charles Van Dyke, Van Dyke Family Trust
Respondent Lawyers(s): Charles R. Van Dyke
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
