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FINRA Awards for Robert A. Uhl

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
05-0606511/27/2007Claimant(s): Gretchen L. and James Fairbairn
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Otto K. Hilbert, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
Checkmark IconStipulated Award
06-0489510/12/2007Claimant(s): Anthony Ivankovich
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel
Hearing Site: Chicago, IL
Checkmark IconStipulated Award
06-0289810/11/2007Claimant(s): Ellen Gibson, Harry Gibson, Harry and Ellen Gibson Family Trust
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Thomas Gau, AIG Financial Advisors., Oregon Pacific Financial Advisors
Respondent Lawyers(s): Samuel Y. Edgerton
Arbitrator(s): Brian L. Spahr, Benjamin F. Breslauer, Frank L. Wolf
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award and Expungement
06-0386709/07/2007Claimant(s): Alfonso Pena, Alfonso C. Pena 2004 Rev. Living Trust
Claimant Lawyers(s): Drew D. Hansen, Robert A. Uhl
Respondent(s): Donald Gloisten, Gerard Gloisten, GBS Advisors, GBS Financial Corp.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): James H. Frank, Dean Schneider, Marc S. Joseph
Hearing Site: Los Angeles, CA
Checkmark Icon$586,095

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