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FINRA Awards for Sherri L. Hughes

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0112104/05/2017Claimant(s): V. Nicklin, Riverlife Investment Holdings LLC, Estate of Freda W. Nicklin, Franklin C. Nicklin Test,Trust FOB
Claimant Lawyers(s): Marc D. Powers
Respondent(s): C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Jack Friedman, Sherri L. Hughes, Josian Antoine
Hearing Site: New York, NY
Checkmark Icon$0
10-0099210/24/2012Claimant(s): Brigette Roberts
Claimant Lawyers(s): Bryan T. Mohler
Respondent(s): Pascal Besman, ThinkEquity Partners
Respondent Lawyers(s): Douglas Pick
Arbitrator(s): Elizabeth Gilbert, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY
Checkmark Icon$1,475,000
09-0666704/04/2012Claimant(s): Colman McCarthy
Claimant Lawyers(s): John D. Singer
Respondent(s): Michael Byl, William Schloth, Southridge Investment Group LL
Respondent Lawyers(s): David E. Danovitch
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Sherri L. Hughes
Hearing Site: New York, NY
Checkmark Icon$780,100

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