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FINRA Awards for Gene L. Small

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0368904/17/2013Claimant(s): Milissa Martin
Claimant Lawyers(s): Rory M. McLaughlin
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear, Stearns & Co.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Romaine L. Gardner, Robert S. Getman, David J. Pine
Hearing Site: New York, NY
Checkmark Icon$0
10-0571906/27/2012Claimant(s): Paul Cohnen A/R Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Douglas McPherson, J.P. Morgan Securities, Michael Kilkeary
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Frances D. Sheehy, Harvey Alan Blicksilver, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark Icon$0
11-0186312/20/2011Claimant(s): Henry Erlich, Madeline Erlich, Susan Brown
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Trident Partners LTD
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
Checkmark Icon$3,962

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