| 14-02852 | 12/01/2016 | Claimant(s): Omega Facility Services Solutions Surety
Claimant Lawyers(s): Brandon S. Steele
Respondent(s): Edward Herbst, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Thomas H. Barnard, Christopher M. McMurray, John C. Aten
Hearing Site: Charleston, WV
|  | $0 |
| 14-00779 | 01/08/2015 | Claimant(s): Mashume Akpo-Esambe
Claimant Lawyers(s): Mashume Akpo-Esambe
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Thomas H. Barnard
Hearing Site: Cleveland, OH
| | $0 |
| 12-00127 | 11/25/2013 | Claimant(s): Jack Cherkin, Pamela Cherkin
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Mark Perilman, Yale Rosenstein, Lincoln Financial Advisors Corporation, Perilman Wealth Management, Sagemark Consulting, Yale A. Rosenstein & Associates.
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): David J. Capriotti, Thomas H. Barnard, Barry J. Lipson
Hearing Site: Pittsburgh, PA
| | $35,000 |
| 12-03734 | 07/24/2013 | Claimant(s): Scott Gordon
Claimant Lawyers(s): Scott Gordon
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Thomas H. Barnard
Hearing Site: Charleston, WV
| | $0 |
| 11-02646 | 08/16/2012 | Claimant(s): Virginia Bond Patchen
Claimant Lawyers(s): Scott M. Hare
Respondent(s): Pershing LLC, Kevin Miller, Thomas Virostek, Northwestern Mutual Investment Services,, Northwestern Mutual Wealth Management Co, The Northwestern Mutual Life Insurance C
Respondent Lawyers(s): James A. McGovern, Joseph S.D. Christof II
Arbitrator(s): Ellen Holland Keller, Thomas H. Barnard, Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
| | $0 |
