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FINRA Awards for Ted M. Rosen

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0528307/25/2012Claimant(s): Gloria Bell
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): David Israel, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
Checkmark IconExpungement
10-0139501/20/2012Claimant(s): Anthony V. Possidente & Fonda Possidente
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Ted M. Rosen, Lincoln W. Craighead, Nunzio Garzino
Hearing Site: New York, NY
Checkmark IconExpungement

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