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FINRA Awards for Banc of America Investment Services Inc.

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Displaying 31-37 out of 37 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0462606/02/2009Claimant(s): Brenda Hadjigeorgalis, IRA, Michael Hadjigeorgalis, Michael and Brenda Hadjigeorgalis
Claimant Lawyers(s): Antonios Hadjigeorgalis
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Fred M. Ridolphi
Hearing Site: Nashville, TN
Checkmark Icon$5,342
08-0193102/20/2009Claimant(s): Jawad N. Hammad and Deena J. Hammad, Jude J. Hammad
Claimant Lawyers(s): Jawad N. Hammad
Respondent(s): Banc of America Investment Services Inc., National Financial Services LLC
Respondent Lawyers(s): Michael G. Shannon, Russel D. Francisco
Arbitrator(s): Robert S. Plotkin, Christopher M. McMurray, Lisa Blunk Johnson
Hearing Site: Washington, DC
Checkmark Icon$0
08-0094011/10/2008Claimant(s): Yuan Sun
Claimant Lawyers(s): Russell M. Odell
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): George F. Meierhofer
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
Checkmark Icon$425
07-0257005/12/2008Claimant(s): Lewis Nigg
Claimant Lawyers(s): Bruce N. Munson
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Kiran V. Somashekara
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Indianapolis, IN
Checkmark Icon$214
07-0110502/19/2008Claimant(s): Karen Schwartz
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Rodney Acker
Arbitrator(s): Judith A. Gust, Evelyn R. Wiggins, Zachary Scott Rigdon
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0187601/24/2008Claimant(s): Robert Cash
Claimant Lawyers(s): Laura I. Hillerich
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Richard A. Boucher
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cincinnati, OH
Checkmark Icon$6,386
05-0420409/20/2007Claimant(s): Duane V. Murff, Sr.
Claimant Lawyers(s): Michael Hufft
Respondent(s): Mark Harris, Banc of America Investment Services Inc.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): James C. Morrow, John W. Jones, Sherry L. Robinson
Hearing Site: Kansas City, MO
Checkmark Icon$0

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