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FINRA Awards for Broad Street Securities.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0469008/04/2010Claimant(s): Eugene Wittkopf Deceased IRA, The Barbara J. Wittkopf, IRA, The Wittkopf Family Bypass Trust, The Wittkopf Family Settlors Trust
Claimant Lawyers(s): Barbara Wittkopf
Respondent(s): Feltus McKowen, Mary Carleton, Broad Street Securities.
Respondent Lawyers(s): Charles W. Austin, Feltus B. McKowen, Stuart G. Burchard
Arbitrator(s): Cheryl D. Cassreino, Kurt D. Steiner, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
Checkmark Icon$558,586
08-0460411/06/2009Claimant(s): Charlotte Lucas, Charlotte Lucas Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Mary Mada, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): Mary Philomena Mada, Stuart G. Burchard
Arbitrator(s): William C. Kubicz, Patrick R. Sughroue, Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$427,042
06-0486012/11/2007Claimant(s): Roma Senyk
Claimant Lawyers(s): Dominic Silvestri
Respondent(s): Mary Mada, Robert Uhr, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): David Hirschberg, Robert A. Uhr
Arbitrator(s): Suzanne H Slick, Margaret A. Costello, Edward A. Porter
Hearing Site: Detroit, MI
Checkmark Icon$41,473
06-0355108/17/2007Claimant(s): Amy Bakowski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Broad Street Securities., Leonard & Company, McClellan Capital
Respondent Lawyers(s): David A. Sebastian, Stephen B. Wexler, The Company President
Arbitrator(s): Norman A. Samson, Mark Scarr, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$0

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