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FINRA Awards for Alexandra L. Dunaif

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0238604/22/2015Claimant(s): Scott Ufford
Claimant Lawyers(s): Scott Ufford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan Lamberti
Arbitrator(s): Alexandra L. Dunaif
Hearing Site: New York, NY
Checkmark Icon$25
13-0366304/07/2015Claimant(s): Antonino Arconte
Claimant Lawyers(s): Kenneth J. Anand
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman
Hearing Site: New York, NY
Checkmark Icon$34,213
13-0336412/22/2014Claimant(s): Richard Brooks
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Alexandra L. Dunaif, Arthur M. Handler, David J. Weisenfeld
Hearing Site: New York, NY
Checkmark Icon$0

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