FINRA Awards for Travis R. Chapin

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03392	02/06/2015	Claimant(s): Hans Taulien, Irene Taulien Claimant Lawyers(s): Benjamin Lapin Respondent(s): Morgan Stanley Respondent Lawyers(s): Travis R. Chapin Arbitrator(s): G. Marshall Abbey Hearing Site: Chicago, IL		Expungement
13-03243	01/28/2015	Claimant(s): Lynette Anderson Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Travis R. Chapin Arbitrator(s): David S. Billet Hearing Site: New York, NY		Expungement
11-02837	04/15/2014	Claimant(s): Michele Jarrett, Sherri Jonas-Lazin, Sheila Jonas as TOD Beneficiary Claimant Lawyers(s): Jahan K Manasseh Respondent(s): Wells Fargo Advisors, Morgan Stanley Respondent Lawyers(s): Kathy M. Klock, Travis R. Chapin Arbitrator(s): Barth Satuloff, Mark I. Roth, Judith Kelner Chu Hearing Site: Boca Raton, FL		Expungement
11-01608	06/19/2013	Claimant(s): Miguel Moreno Claimant Lawyers(s): Heriberto A. Cabrera Respondent(s): Citigroup Global Markets., Winston Chung Respondent Lawyers(s): Travis R. Chapin Arbitrator(s): Vicki Z. Holleman, Biagio A. Civale, Lowell D. Johnston Hearing Site: New York, NY		$0