Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02008 | 12/16/2022 | Claimant(s): Beau Crabill Claimant Lawyers(s): Philip Vujanov Respondent(s): Sean Casterline, Delta Securities Company Respondent Lawyers(s): Chelsea Bauer, K. Michael Swann Arbitrator(s): Katherine Hendricks, Adrian Martinez Madrone, Riya Kuo Hearing Site: Seattle, WA |  | Expungement |
| 12-00065 | 10/10/2012 | Claimant(s): Arthur W. Curtis, Jr. Trust, Cynthia S. Curtis Trust Claimant Lawyers(s): K. Michael Swann Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Thomas Joseph Atkinson, Daniel P. Lund, Robert M. Bath Hearing Site: Orlando, FL | | Expungement |
| 11-00388 | 03/02/2012 | Claimant(s): Mary Carkeet Claimant Lawyers(s): K. Michael Swann Respondent(s): International Assets Advisory, Llc Respondent Lawyers(s): Kevin A. Carreno Arbitrator(s): David M. Levine, Thomas Joseph Atkinson, Lauren S. Puritz Hearing Site: Orlando, FL | | $0 |
| 09-01766 | 07/08/2010 | Claimant(s): Gilbert MacGregor Claimant Lawyers(s): K. Michael Swann Respondent(s): Wachovia Securities Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Simone Sicola Hearing Site: Orlando, FL | | $20,000 |
| 07-01679 | 02/05/2009 | Claimant(s): Daniel Day Claimant Lawyers(s): K. Michael Swann Respondent(s): Respondent Lawyers(s): Arbitrator(s): Stan West, Suzanne E. Reynolds-Brady, Thomas K. Goldie Hearing Site: Orlando, FL | | Stipulated Award and Expungement |