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FINRA Awards for Lester Friedman

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0281611/30/2010Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Robert Gunning
Respondent Lawyers(s): Robert Holmes Gunning
Arbitrator(s): Lester Friedman
Hearing Site: Los Angeles, CA
09-0522911/08/2010Claimant(s): Chad Boeding, Divesh Makan
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Carl B. Noelke, Lester Friedman, Stanford G. Hirata
Hearing Site: San Francisco, CA
10-0050308/02/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Timothy Hartman
Respondent Lawyers(s): Timothy Neal Hartman
Arbitrator(s): Lester Friedman
Hearing Site: Reno, NV
10-0016906/29/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): William Bartok
Respondent Lawyers(s): William John Bartok
Arbitrator(s): Lester Friedman
Hearing Site: San Francisco, CA
08-0503305/24/2010Claimant(s): Harry Licursi
Claimant Lawyers(s): Harry E. Licursi
Respondent(s): Alonzo Wickers, Jon Neubert, Loy Holt, Pension Planners Securities.
Respondent Lawyers(s): Christopher P. Mader, Gina Duryea
Arbitrator(s): Lester Friedman, Thomas H. O'Connor, Norman S. Nayfach
Hearing Site: San Francisco, CA

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