FINRA Awards for Gary L. Hodge

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01831	01/18/2022	Claimant(s): Nancy Mellon Claimant Lawyers(s): Nancy Kimball Mellon Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Neil M. Katsuyama Arbitrator(s): Gary L. Hodge, Karl A. Vogeler, Richard Kennard Hurley Hearing Site: Tampa, FL
13-00676	05/15/2014	Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder Hearing Site: Tampa, FL