15-03079 | 10/11/2018 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Brandon Riley Respondent(s): Gabriel Block Respondent Lawyers(s): Gabriel Block Arbitrator(s): Richard D. Chusid, Neal D. Baker, Bryan David Glass Hearing Site: New York, NY
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17-01616 | 12/20/2017 | Claimant(s): Ira Walker Claimant Lawyers(s): David E. Robbins Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Chaim A. Levin, Neal D. Baker, Gregory James Libertiny Hearing Site: Newark, NJ
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16-01209 | 07/19/2017 | Claimant(s): Tullett Prebon Financial Services LLC Claimant Lawyers(s): Jonathan Stoler Respondent(s): Andrew Arnold, Bay Crest Partners Respondent Lawyers(s): Jed L. Marcus, Kenneth J. Rubinstein Arbitrator(s): Neal D. Baker, Jeremiah John O'Connell, Lawrence Williams Hearing Site: Newark, NJ
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15-00779 | 04/05/2016 | Claimant(s): R. Seelaus & Co.. Claimant Lawyers(s): Matthew D. Janssen Respondent(s): Michael Cornell Respondent Lawyers(s): Michael D. Mezzacca Arbitrator(s): Walter C. Parrish, Morton S. Bunis, Neal D. Baker Hearing Site: Newark, NJ
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11-02169 | 02/17/2016 | Claimant(s): James Cady Claimant Lawyers(s): Kevin E. Barber Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Marvin Schleyer, Neal D. Baker, Michael A. Ruderman Hearing Site: Newark, NJ
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13-00839 | 03/13/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): John Mikhael Respondent Lawyers(s): John Mikhael Arbitrator(s): Neal D. Baker, Leslie Ruth Nydick, Jeffrey H. Rosenthal Hearing Site: Newark, NJ
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06-05282 | 02/29/2008 | Claimant(s): Laura Franzese, Pat Franzese Claimant Lawyers(s): David M. White Respondent(s): Carlin Equities Respondent Lawyers(s): Andrew P. Weiss Arbitrator(s): Harvey Barrison, John J. Witkowski, Neal D. Baker Hearing Site: New York, NY
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