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FINRA Awards for Daniel J. Donovan

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0032202/23/2024Claimant(s): Griffin Financial Group
Claimant Lawyers(s): Daniel B. Huyett
Respondent(s): F.N.B. Corporation, First National Bank of Pennsylvania
Respondent Lawyers(s): Michael E. Blumenfeld
Arbitrator(s): James Gregory Yawman, Daniel J. Donovan
Hearing Site: Baltimore, MD
15-0087604/21/2016Claimant(s): Lewis Roberts
Claimant Lawyers(s): Donald J. McCartney
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Daniel J. Donovan, Emily Eiselman Hunter, James Drew Butler
Hearing Site: Baltimore, MD
09-0231603/09/2011Claimant(s): Jay Wilen, Robert Paff
Claimant Lawyers(s): David W. Erb
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Kenneth O'Connor
Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord
Hearing Site: Baltimore, MD

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