FINRA Awards for Jacob H. Zamansky

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03524	05/11/2015	Claimant(s): John Orcutt, UBS Financial Services Inc. Claimant Lawyers(s): William McC. Montgomery Respondent(s): Earl Flowers Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Elizabeth A. Copley, Steven A. Wawra, James M. Goldberg Hearing Site: Los Angeles, CA		Expungement
13-03389	06/12/2014	Claimant(s): UBS Financial Services Inc., Mark Fasano Claimant Lawyers(s): William McC. Montgomery Respondent(s): James Floyd, Mary Floyd Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Thomas E. Shuck, Christopher J. Rogers, Robert B. Hansohn Hearing Site: Los Angeles, CA		Expungement
13-02889	05/01/2014	Claimant(s): UBS Financial Services Inc., Mark Fasano Claimant Lawyers(s): William McC. Montgomery Respondent(s): Richard Doretti Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Gary Timothy Haight, Christine A. Page, John B. La Rue Hearing Site: Los Angeles, CA		Expungement
12-03141	04/16/2013	Claimant(s): James Zastrow, UBS Financial Services Inc. Claimant Lawyers(s): Payne L. Templeton Respondent(s): Mirzi T. Maras Revocable Trust Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Robert W. Edler, Theodore W. Wrobleski, Michael Stephen Knight Hearing Site: Chicago, IL		Expungement
12-02378	03/12/2013	Claimant(s): James O'Connor Claimant Lawyers(s): Stefanie Wayco Respondent(s): Helen B. Strachan TTEE of Jean Strachan Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Martin H. Zern Hearing Site: New York, NY		Expungement