Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00174 | 05/28/2019 | Claimant(s): Jeffery Harper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | ||
| 16-03550 | 09/01/2017 | Claimant(s): Calvin Knight Claimant Lawyers(s): Ronald M. Amato Respondent(s): Hudson Knight Securities. Respondent Lawyers(s): Jonathan Hudson Webb Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | ||
| 14-03769 | 04/19/2016 | Claimant(s): Russell Warner Claimant Lawyers(s): Neil M. Rosenbaum Respondent(s): Paul Turner, Turner Financial Services. Respondent Lawyers(s): Richard M. Hoffman Arbitrator(s): Lee H. Goodman, Thomas Michael Genovese, Ruth Ann Kubancek Hearing Site: Chicago, IL | ||
| 14-03140 | 03/18/2016 | Claimant(s): Sun Trading LLC Claimant Lawyers(s): Jordan P. Vick Respondent(s): Kieran Fitzgerald Respondent Lawyers(s): Harry W. Lipman Arbitrator(s): Leon Fox, Lee H. Goodman, Georgia K. Fountoulakis Hearing Site: Chicago, IL | ||
| 13-00369 | 02/28/2014 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Tobias E. Schlueter Respondent(s): Joyce Guccione Respondent Lawyers(s): Randall B. Gold Arbitrator(s): Lee H. Goodman, Daniel Baruch Lidawer, Gerald F DeNotto Hearing Site: Chicago, IL | ||
| 12-04351 | 07/19/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex Komoroski Respondent(s): Byron Brook Respondent Lawyers(s): Byron Alan Brook Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | ||
| 11-04341 | 04/24/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): Kenneth Koger Respondent Lawyers(s): Kenneth Koger Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | ||
| 10-05156 | 09/28/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Jennifer Adorjan Respondent Lawyers(s): Jennifer S. Adorjan Arbitrator(s): Sanford J. Prizant, Lee H. Goodman, Irving A. Chesler Hearing Site: Chicago, IL | ||
| 11-00135 | 06/29/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael Naccarato Respondent(s): Laurence Debord Respondent Lawyers(s): Laurence J. Debord Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL |