Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02797 | 10/20/2016 | Claimant(s): Partnervest Advisory Services, Partnervest Financial Group, Partnervest Securities. Claimant Lawyers(s): Gerard J. Kowalski Respondent(s): Timothy Mahota Respondent Lawyers(s): Daren A. Luma Arbitrator(s): Martin J. Kotowski, Robert Dean McKinley, Robert Weston Armstrong Hearing Site: Los Angeles, CA | ||
| 15-01377 | 07/22/2016 | Claimant(s): Richard Arzaga Claimant Lawyers(s): Daren A. Luma Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Howard D. Jacob, Keely D. Parr, Harold Glenn Stafford Hearing Site: New York, NY | ||
| 12-02414 | 12/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Daren A. Luma, Mauricio Beugelmans Respondent(s): Matthew Celenza Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): George L. Tindall, Ronald F. Rybandt, Gregory Douglas Stone Hearing Site: Los Angeles, CA |