| 06-01086 | 10/21/2008 | Claimant(s): Jeffrey Geiger
Claimant Lawyers(s): Christopher R. Pettit
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister
Hearing Site: Columbus, OH
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| 07-03384 | 10/20/2008 | Claimant(s): Ronald Waseleski
Claimant Lawyers(s): Ronald Richard Waseleski
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Garrett J. Dombrowski
Hearing Site: Newark, NJ
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| 07-01835 | 06/26/2008 | Claimant(s): Louise Ladd
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman
Hearing Site: Milwaukee, WI
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| 06-01809 | 06/12/2008 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Donald B. Wallace
Respondent(s): Todd Smith
Respondent Lawyers(s): Frank Lewis
Arbitrator(s): Mica T. Duncan, Eugene W. Bronski, Ronald L. Peters
Hearing Site: Phoenix, AZ
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| 07-01028 | 12/31/2007 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Paganelli
Respondent Lawyers(s): Richard J. Paganelli
Arbitrator(s): Peter Schneider, Catherine R. McClellan, Kenneth I. Daniels
Hearing Site: Atlanta, GA
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| 05-06247 | 11/26/2007 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Dale Johnson, James Tallant, John Pennington, Keith Shahan, Morgan Stanley DW Inc., Samuel Sloane, Susan Stroud
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Simeon R. Trotter, Malcolm W. Clarrissimeaux, Ted Martin Akin
Hearing Site: Dallas, TX
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| 07-00904 | 11/21/2007 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): John Craine
Respondent Lawyers(s): John Edwin Craine
Arbitrator(s): Patrick J. Burley, Marc E. Henn, Al P. Lawing
Hearing Site: Louisville, KY
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| 06-05125 | 10/23/2007 | Claimant(s): Morgan Stanley DW Inc., Morgan Stanley Funding Services Corp.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Daniel Silverberg
Respondent Lawyers(s): Scott F. Griffith
Arbitrator(s): Andrew W. Davitt, Peter D. Shelp, Jay F. Frascella
Hearing Site: Philadelphia, PA
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| 06-02961 | 08/28/2007 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Ron Kane
Respondent(s): Peyton Jackson
Respondent Lawyers(s): H. Bradley Evans
Arbitrator(s): Ralph S. Blascovich, Carole Rollinson, Wilson Thompson
Hearing Site: Washington, DC
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| 06-04173 | 08/22/2007 | Claimant(s): John Mera
Claimant Lawyers(s): Douglas W. Oldfield
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeffrey Silverman
Arbitrator(s): Ralph A. Cotton, Jonathan H. Krotinger, Osei J Adoma
Hearing Site: San Francisco, CA
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