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FINRA Awards for Abigail J. Pessen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0232605/20/2014Claimant(s): Scott Tierney
Claimant Lawyers(s): Kevin P. McKernan
Respondent(s): Michael Burkoff
Respondent Lawyers(s): Michael Huberman
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
13-0020108/19/2013Claimant(s): James Anderson
Claimant Lawyers(s): James Norris Anderson
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
12-0323705/22/2013Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jessica Winczner
Respondent Lawyers(s): Jessica T. Winczner
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
10-0250801/26/2011Claimant(s): Joseph Mendola
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): The Citigroup Private Bank
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
09-0254705/20/2010Claimant(s): Ari Bayme
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Milbank Roy Securities
Respondent Lawyers(s): E. Michael Bradley
Arbitrator(s): Sheldon Curtis, Lowell D. Johnston, Abigail J. Pessen
Hearing Site: New York, NY

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