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FINRA Awards for Abigail J. Pessen

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0077603/28/2014Claimant(s): Alice Gilbert
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
Checkmark IconExpungement
09-0673207/29/2011Claimant(s): Michael Greenfield
Claimant Lawyers(s): Paul Radvany
Respondent(s): Ronald Hardy
Respondent Lawyers(s): Ronald Edward Hardy
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
Checkmark Icon$75,508

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