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FINRA Awards for John B. Myers

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0232101/20/2021Claimant(s): ChoiceTrade
Claimant Lawyers(s): Neville Golvala
Respondent(s): Precision Securities
Respondent Lawyers(s): Heather B. Middleton
Arbitrator(s): Joel Levinson, John B. Myers, Joan Ellen Hoffman
Hearing Site: New York, NY
17-0242704/03/2019Claimant(s): Matthew Dodds
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Eric G. Hoffman
Arbitrator(s): John B. Myers, Richard E. Castiglioni, Andrew Daniel Levine
Hearing Site: New York, NY
14-0053404/29/2015Claimant(s): Dana Brett-Levy
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Castleoak Securities
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): William G. Binckes, John B. Myers, Michele S. Riley
Hearing Site: New York, NY
14-0014410/14/2014Claimant(s): Benjamin Sax
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): Adam Harris, Susan Harris
Respondent Lawyers(s): Herbert M. Deutsch
Arbitrator(s): Robert Pincus, John B. Myers, Alida D. Camp
Hearing Site: New York, NY
Expungement
12-0125806/03/2013Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Gershom R. Smith
Arbitrator(s): Jack Friedman, John B. Myers, Terrance J. Nolan
Hearing Site: New York, NY
11-0452301/25/2013Claimant(s): Brendan Sheehan
Claimant Lawyers(s): Vincent E. Bauer
Respondent(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, John B. Myers
Hearing Site: New York, NY
11-0083104/27/2012Claimant(s): Jon Huerta
Claimant Lawyers(s): Johnathan Sack
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Hema Chatlani
Arbitrator(s): John B. Myers, Linda Ashley, Ira S. Cure
Hearing Site: New York, NY
02-0750110/19/2011Claimant(s): Peter Green
Claimant Lawyers(s): Peter Green
Respondent(s): Cadaret Grant & Co..
Respondent Lawyers(s): Chaim J. Jaffe
Arbitrator(s): Joseph J. Arata, John B. Myers, Gary W. Sherbell
Hearing Site: New York, NY
09-0452910/06/2010Claimant(s): Lazard Asset Management LLC, Lazard Asset Management Securities LLC
Claimant Lawyers(s): Jason C. Rubinstein
Respondent(s): Kris Haber
Respondent Lawyers(s): Alan R. Friedman
Arbitrator(s): Donald J. Zoeller, John B. Myers, Michele S. Riley
Hearing Site: New York, NY
08-0239102/26/2009Claimant(s): Rockwell Securities
Claimant Lawyers(s): Daniel Sakol
Respondent(s): Ray San Pedro
Respondent Lawyers(s): Ray Anthony Garrido San Pedro
Arbitrator(s): John B. Myers
Hearing Site: New York, NY

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