Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03631 | 07/29/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Jon Sanchez Respondent Lawyers(s): Jon Gregory Sanchez Arbitrator(s): Daniel M. Yamshon, Nancy Hutt, Mary H. Evans Hearing Site: Reno, NV | ||
| 16-03359 | 09/11/2019 | Claimant(s): Thomas Carney Claimant Lawyers(s): William R. Lindsley Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Dean J. Dietrich, Mary H. Evans, Ann Elizabeth Sarli Hearing Site: San Francisco, CA | ||
| 15-00528 | 03/09/2016 | Claimant(s): Dennis Dai Claimant Lawyers(s): Anna M. Rossi Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Sterling N. Frost, Mary H. Evans, John Burritt McArthur Hearing Site: San Francisco, CA | ||
| 08-05032 | 11/29/2012 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Thomas Sullivan Respondent Lawyers(s): Stephen F. Boutin Arbitrator(s): Mary H. Evans, Peter Anthony Sigal Hearing Site: San Francisco, CA | ||
| 05-05018 | 12/08/2008 | Claimant(s): Jason Laney Claimant Lawyers(s): Scott R. Shewan Respondent(s): Wachovia Securities Respondent Lawyers(s): Christohper A. Stecher Arbitrator(s): Juleanne A. Thiebaut, Mary H. Evans Hearing Site: San Francisco, CA |