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FINRA Awards for Jerome H. Levy

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0087812/24/2015Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Michael Resciniti
Respondent Lawyers(s): Michael James Resciniti
Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar
Hearing Site: New York, NY
05-0282711/17/2008Claimant(s): CIBC World Markets Corp.
Claimant Lawyers(s): Matthew L. Mustokoff
Respondent(s): Michael Sassano
Respondent Lawyers(s): Mitchell S. Cohen
Arbitrator(s): Jerome H. Levy, Alice J. P. Lee-Getman, Allen H. Green
Hearing Site: New York, NY
06-0504008/24/2007Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Patrick J. Howley
Respondent(s): Frank Foerster
Respondent Lawyers(s): Frank Foerster
Arbitrator(s): Edward Baer, Jerome H. Levy, Jeffery A. Hamer
Hearing Site: New York, NY

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