FINRA Awards for Jerome H. Levy

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00120	04/27/2016	Claimant(s): Alexander Scanlon Claimant Lawyers(s): Sanford Durmain Respondent(s): J.P. Morgan Securities LLC Respondent Lawyers(s): Tibor L. Nagy Arbitrator(s): Martin Izaak, Jerome H. Levy, Annamaria Boccia Smith Hearing Site: New York, NY		$0
10-05233	07/22/2011	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): William McCourt Schmitt Respondent(s): Gregory Costello, North Brae Capital Group. Respondent Lawyers(s): Gregory J. Costello Arbitrator(s): Jerome H. Levy, James S. Hazard, Howard A. Baker Hearing Site: New York, NY		$0
09-03980	07/12/2011	Claimant(s): Alan Kovner, Alan Kovner Scholars Choice FBO J Kovner, Alan M. Kovner ACF Joshua A. Kovner U/NY, Alan Kover CGM IRA Custodian, Joshua A. Kovner TTEE FBO Alan Kovner Claimant Lawyers(s): Vincent W. Ansanelli Respondent(s): Citigroup Global Markets., Smith Barney. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Barry Feiden, Jerome H. Levy, Keely D. Parr Hearing Site: New York, NY		Expungement