FINRA Awards for Mitchell S. Friedman

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01556	12/12/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John D. Miller Respondent(s): Gia Atlas Respondent Lawyers(s): Mitchell Schley Arbitrator(s): Mitchell S. Friedman, Michael P. Marryshow, Nicholas James Johnson Hearing Site: Philadelphia, PA
12-02214	05/31/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael J. Faley Respondent(s): Francis Rizzo Respondent Lawyers(s): Francis V. Rizzo Arbitrator(s): Mitchell S. Friedman Hearing Site: New York, NY
10-03332	06/14/2012	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael W. Starr Respondent(s): Milton Harkrader Respondent Lawyers(s): David E. Robbins Arbitrator(s): Mitchell S. Friedman Hearing Site: New York, NY
04-06761	02/03/2009	Claimant(s): Garrett Going Claimant Lawyers(s): John E. Lawlor Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital. Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene Hearing Site: New York, NY