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FINRA Awards for Ellen F. Kandell

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0357504/04/2022Claimant(s): Kimberly Hartman
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Ellen F. Kandell, James Ray Eyler, Michele Francene Dandrea
Hearing Site: Baltimore, MD
19-0021107/10/2019Claimant(s): Ronald Bare
Claimant Lawyers(s): Elaine Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Louis H. Miron, John Michael Derderian, Ellen F. Kandell
Hearing Site: Wilmington, DE
08-0092804/14/2009Claimant(s): H. Scherr
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julianne L. Peck
Arbitrator(s): Lloyd Haas, T.S.L. Perlman, Ellen F. Kandell
Hearing Site: Baltimore, MD

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