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FINRA Awards for Mark I Preston

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0023512/28/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Lisa M. Bertain
Respondent(s): Steven Widtfeldt
Respondent Lawyers(s): Steven Eric Widtfeldt
Arbitrator(s): Mark I Preston, Charles A. Joplin, Earle J. Schwarz
Hearing Site: Dallas, TX
07-0314908/28/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Robert L. Tobey
Respondent(s): Andrew Williams
Respondent Lawyers(s): Andrew F. Williams
Arbitrator(s): Mark I Preston, John M. Wilkinson, Carleton E. Blankenburg
Hearing Site: Dallas, TX
07-0068701/10/2008Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): William Vancleve
Respondent Lawyers(s): William Early Vancleve
Arbitrator(s): Mark I Preston, Simeon R. Trotter, Preston Deaton Rigsby
Hearing Site: Dallas, TX

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