Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01358 | 10/15/2012 | Claimant(s): Edward Brownstein Claimant Lawyers(s): Dana S. Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Charles Hotvedt Hearing Site: Baltimore, MD | ||
| 12-00529 | 08/08/2012 | Claimant(s): Joseph Massaro Claimant Lawyers(s): Joseph Vincent Massaro Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Richard Charles Hotvedt Hearing Site: Baltimore, MD | ||
| 10-05607 | 11/07/2011 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Matthew McGrath Respondent Lawyers(s): Seth Huberman Arbitrator(s): Richard Charles Hotvedt Hearing Site: Boca Raton, FL | ||
| 10-04312 | 05/02/2011 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Keith Golden Respondent Lawyers(s): Keith Alan Golden Arbitrator(s): Richard Charles Hotvedt Hearing Site: Boca Raton, FL | ||
| 09-06430 | 04/15/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Larry J. Lipka Respondent(s): Joseph Jackson Respondent Lawyers(s): Joseph A. Jackson Arbitrator(s): Richard Charles Hotvedt Hearing Site: Tampa, FL | ||
| 09-00584 | 10/14/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Andrew Aragona Respondent Lawyers(s): Wayne Hartke Arbitrator(s): Harold S. Stern, Richard Charles Hotvedt Hearing Site: Boca Raton, FL |