| 09-03535 | 08/09/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): John Martfeld
Respondent Lawyers(s): D. Westbrook Doss,
Arbitrator(s): Royce Alan Burns, Donna J. Young, David T. Maddux
Hearing Site: Little Rock, AR
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| 09-03398 | 07/06/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Donald Paul
Respondent Lawyers(s): D. Westbrook Doss
Arbitrator(s): James Stephen Jones, Donald R. Winton, Royce Alan Burns
Hearing Site: Little Rock, AR
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| 09-06945 | 05/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Henry
Respondent Lawyers(s): Phillip C. Green
Arbitrator(s): Mark A. Myers
Hearing Site: Little Rock, AR
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| 09-02294 | 02/25/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Colleen M. Fitzgerald
Respondent(s): Mary White
Respondent Lawyers(s): Drake Mann
Arbitrator(s): Robert A. Sauerberg, Will Murphy, Alan H. Maltenfort
Hearing Site: Little Rock, AR
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| 08-00727 | 09/04/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randy Koontz
Respondent Lawyers(s): Kenneth R. Shemin
Arbitrator(s): Paul Mann, M. Eileen Dorsey, Ronald R. Wilhelm
Hearing Site: Little Rock, AR
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| 08-00869 | 07/02/2009 | Claimant(s): D. Blevins
Claimant Lawyers(s): James H. Penick
Respondent(s): Charles White, SAL Financial Services. d/b/a Stern, Sterne Agee & Leech.
Respondent Lawyers(s): Latanishia Watters
Arbitrator(s): David B. Coates, J. Maxwell Williams, William Wright Willis
Hearing Site: Little Rock, AR
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| 08-01919 | 02/02/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Jimmie Thompson
Respondent Lawyers(s): Jimmie W. Thompson
Arbitrator(s): Hal F. Lewis
Hearing Site: Little Rock, AR
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| 06-05117 | 11/05/2007 | Claimant(s): Jack Shirley
Claimant Lawyers(s): Stephen Fisher
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Thomas E. Reddin
Arbitrator(s): J. Maxwell Williams, Paul Michael Secunda
Hearing Site: Little Rock, AR
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